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How River Nice Built a Firm for Community, Inclusivity, Intentionality
How River Nice Built a Firm for Community, Inclusivity, Intentionality

How River Nice Built a Firm for Community, Inclusivity, Intentionality

How Ashley Foster Turned Industry Doubts Into a Successful Niche Firm
How Ashley Foster Turned Industry Doubts Into a Successful Niche Firm

How Ashley Foster Turned Industry Doubts Into a Successful Niche Firm

How Dillon Cobb Turned Loss Into a Thriving Solo Firm
How Dillon Cobb Turned Loss Into a Thriving Solo Firm

How Dillon Cobb Turned Loss Into a Thriving Solo Firm

How Nycole Freer Took the Leap to Launch Eden Financial
How Nycole Freer Took the Leap to Launch Eden Financial

How Nycole Freer Took the Leap to Launch Eden Financial

Niche Mastery: How to Authentically Target Your Audience
Jan 24, 2024

Niche Mastery: How to Authentically Target Your Audience

How to Mine the Market to Find & Maximize Your Niche
Jul 13, 2023

How to Mine the Market to Find & Maximize Your Niche

Launching a Firm With Investment Management Experience & Serving Firefighters
Jun 15, 2022

Launching a Firm With Investment Management Experience & Serving Firefighters

The Confidence to Launch and Define Your Niche
Mar 23, 2022

The Confidence to Launch and Define Your Niche

Leveraging the Power of the Media to Build a Wildly Successful RIA Working with the LGBT Community - The Career of David Rae
Feb 21, 2018

Leveraging the Power of the Media to Build a Wildly Successful RIA Working with the LGBT Community - The Career of David Rae

Your Niche and Ideal Client
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Your Niche and Ideal Client

Master your niche and ideal client with the FREE XYPN Academy course. Develop tailored solutions and build a successful practice. Access 100…

First-Year RIA Budget Projection
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First-Year RIA Budget Projection

The First-Year Financial Advisor Business Plan
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The First-Year Financial Advisor Business Plan

Fee-for-Service Financial Planning
Fee-for-Service Financial Planning

Fee-for-Service Financial Planning

XYPN | Compliance Pillar Page | Entrance

Guide: RIA Registration | XYPN

A step-by-step guide to State and SEC registration of your Registered Investment Advisor (RIA) firm.

Comparing Launch Approaches: DIY vs. Curated Tool Kits for an RIA
Feb 9, 2026

Comparing Launch Approaches: DIY vs. Curated Tool Kits for an RIA

3 Key Boxes to Check Off Before Registering Your RIA
Jul 29, 2024

3 Key Boxes to Check Off Before Registering Your RIA

State vs. SEC Registration: What’s the Regulatory Difference?
Mar 7, 2022

State vs. SEC Registration: What’s the Regulatory Difference?

Your Guide to Social Media Compliance and the New SEC Marketing Rules
Aug 30, 2021

Your Guide to Social Media Compliance and the New SEC Marketing Rules

Accounting for Compliance During the Initial Registration Process
Sep 20, 2018

Accounting for Compliance During the Initial Registration Process

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Niche Mastery: How to Authentically Target Your Audience
Jan 24, 2024

Niche Mastery: How to Authentically Target Your Audience

How to Mine the Market to Find & Maximize Your Niche
Jul 13, 2023

How to Mine the Market to Find & Maximize Your Niche

Using Your Own Money Scripts to Build Your Ideal Firm: The Career of Leighann Miko
Jan 15, 2020

Using Your Own Money Scripts to Build Your Ideal Firm: The Career of Leighann Miko

Marketing on a Limited Budget with XYPN Marketing Coach Carolyn Dalle-Molle
Aug 7, 2019

Marketing on a Limited Budget with XYPN Marketing Coach Carolyn Dalle-Molle

Leveraging the Power of the Media to Build a Wildly Successful RIA Working with the LGBT Community - The Career of David Rae
Feb 21, 2018

Leveraging the Power of the Media to Build a Wildly Successful RIA Working with the LGBT Community - The Career of David Rae

Building a Marketing Funnel to Grow Your Firm
Feb 14, 2018

Building a Marketing Funnel to Grow Your Firm

Content Marketing in the Digital Age - An Interview with Ric McConkey of FMeX
Jun 1, 2017

Content Marketing in the Digital Age - An Interview with Ric McConkey of FMeX

Alan & Kitces Unhinged - Marketing vs. Prospecting, Service Models, and more!
May 24, 2017

Alan & Kitces Unhinged - Marketing vs. Prospecting, Service Models, and more!

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Ready to stop dreaming and start doing?

Learn all the ways XYPN membership can help make your dream firm possible

Top Myths About Starting an RIA That Need Debunking
XYPN Blog Myths vs Facts

Top Myths About Starting an RIA That Need Debunking

A Case for Going Full Time When Starting Your RIA: What Would Arlene Say?
A Case for Going Full Time When Starting Your RIA: What Would Arlene Say?

A Case for Going Full Time When Starting Your RIA: What Would Arlene Say?

5 Investment Management Options To Consider When Launching Your RIA
5 Investment Management Options To Consider When Launching Your RIA

5 Investment Management Options To Consider When Launching Your RIA

Finding Success in Year One of Your RIA
Finding Success in Year One of Your RIA

Finding Success in Year One of Your RIA

3 Resources for Financial Advisors Looking to Start an RIA
3 Resources for Financial Advisors Looking to Start an RIA

3 Resources for Financial Advisors Looking to Start an RIA

How to Determine Your Services and Fees When Launching Your RIA
How to Determine Your Services and Fees When Launching Your RIA

How to Determine Your Services and Fees When Launching Your RIA

Making The Transition From a Broker Dealer to Launching Your RIA
XYPN Radio Podcast Feature Image Episode 372
Jul 24, 2024

Making The Transition From a Broker Dealer to Launching Your RIA

From CPA to Starting & Growing Your Own RIA
From CPA to Starting & Growing Your Own RIA
Apr 19, 2023

From CPA to Starting & Growing Your Own RIA

Firm In Flux: How Buyout and Reinvention Can Kick Start an RIA
Firm In Flux: How Buyout and Reinvention Can Kick Start an RIA
Dec 27, 2023

Firm In Flux: How Buyout and Reinvention Can Kick Start an RIA

RIA Compliance: Staying Compliant When You Start Your Firm
RIA Compliance: Staying Compliant When You Start Your Firm
Dec 9, 2015

RIA Compliance: Staying Compliant When You Start Your Firm

From Wirehouse to Solo RIA—When Following a Calling Serves You AND Your Clients
From Wirehouse to Solo RIA—When Following a Calling Serves You AND Your Clients
May 3, 2023

From Wirehouse to Solo RIA—When Following a Calling Serves You AND Your Clients

Changing Careers & Growing a Successful Fee-Only Firm
Changing Careers & Growing a Successful Fee-Only Firm
Dec 29, 2021

Changing Careers & Growing a Successful Fee-Only Firm

Money Well Spent in the First Year of Running Your RIA
Money Well Spent in the First Year of Running Your RIA

Money Well Spent in the First Year of Running Your RIA

10 Lessons You'll Learn in the First Year of Running Your RIA
Why RIA Compliance Consultants Can Save You Days of Work

10 Lessons You'll Learn in the First Year of Running Your RIA

6 Financial Advisor Tools That Will Get Your Firm Up and Running
6 Financial Advisor Tools That Will Get Your Firm Up and Running

6 Financial Advisor Tools That Will Get Your Firm Up and Running

Tips on Running Your New Financial Planning Practice from Dave Grant
Tips on Running Your New Financial Planning Practice from Dave Grant

Tips on Running Your New Financial Planning Practice from Dave Grant

XYPN_Grid_Blue-6 Cathy Curtis, Founder, CEO, Financial-Planner, Curtis Financial Planning
“If you're an independent-minded person, it’s totally the way to go.”
Cathy Curtis, CFP®
Curtis Financial