Custom-fit Your Emerald Experience With Solutions and Kits
Set your firm up for success—and deliver a better client experience—with Bookkeeping, Compliance, and Investment Management Solutions.
Support Solutions
Stay focused on the work you love
Equip your firm with the tools, processes, and expert partners that move the needle.
So you can stay focused on the work you love.
Curtis Pope, CFP® CFT-I™ | Founder and Financial Advisor, Pope Wealth Planning |
XYPN Member since 2023
Bookkeeping for Financial Advisors
Bring balance to your books and business with bookkeeping done right. Never sweat an audit with a partner solely focused on keeping your books clean and compliant.
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Power profitability with QuickBooks
Sign up for Monthly Bookkeeping or New Firm Setup & Training and get QuickBooks Online at a discount.
Monthly Bookkeeping
$190–$775 / mo
Monthly fee based on gross revenue and accounts reconciled. One-time onboarding fee of $499 applies.
- Clean and compliant financials
- Monthly reconciliation without the headache
New Firm Setup & Training
$425
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Books set up to meet your state's requirements
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Guidance getting started keeping your own books
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Chart of Accounts set up (recommended by Michael Kitces!)
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Receive QuickBooks navigation training and ongoing resources
Complexity fee may be added for profit-first accounting, class transactions, or other specific situations.
Bookkeeping for Financial Advisors
Bring balance to your books and business with bookkeeping done right. Never sweat an audit with a partner solely focused on keeping your books clean and compliant.
Learn more →
Get going with QuickBooks
Sign up for Monthly Bookkeeping or New Firm Setup & Training and get QuickBooks at a discount.
Complexity fee may be added for profit first accounting, class transactions, or other specific situations.
Monthly tiers based on gross revenue and accounts reconciled. One-time onboarding fee of $375 applies.
Compliance Support for New Firms
Get comprehensive compliance support throughout your RIA's registration and compliance program establishment.
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RIA Registration
$3,000
Choose a stress-free, expert-led solution for single-state RIA registration.
- End-to-end registration support with Form ADV & U4 drafting and filing
- Access experts who have relationships with regulators in every state and can get it done right—the first time
- Weekly drop-in calls, regulator correspondence support, and proactive ADV amendments
- Templated state-required documents including client agreements, compliance manuals, business continuity plans, and security protocols
Standard First-Year Foundations
$6,000
Choose this plan to tackle advanced RIA registration requirements and set your compliance program up for success in your first year.
- Enhanced registration support
- Compliance program development with customized policies, procedures, and audit prep guidance when needed
- Streamline compliance program workflows with Smartria setup and training
- Expert support with program maintenance and Form ADV & client agreement updates
Enhanced First-Year Foundations
$10,000
Choose this plan and have any complex, multi-state or SEC registrations handled for you, plus get personalized, 1:1 support throughout your first year.
- Full support for state and SEC registrations, IAR additions and removals, Form ADV updates, and Smartria setup
- Ad hoc consulting calls for tailored program establishment and complex issue resolution including custody, private funds, advertising, and performance-based fees
- Customized policies, audit prep, and hands-on CCO training to ensure long-term regulatory success
Compliance Support for Established Firms
Complete compliance solutions for your existing RIA
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Pricing by Service
Get services tailored to specific needs.
- Form ADV filing
- Additional state registrations
- Notice filing
- IAR registration filing & support
- State-to-SEC registration transition
Ongoing Consulting
$575–$2,000/month
Ongoing, proactive compliance consulting designed for your firm’s needs.
- Develop, refine, and streamline your compliance program
- Compliance task management
- Additional registration or notice filing support
Hourly Consulting
$360 / hour
Expert compliance support on an as-needed basis.
- Have your marketing materials and compliance documents reviewed
- Audit support
- 1:1 consulting
Investment Management Support
Enjoy offering investment management designed to serve every client—and support you exactly how you want it to. Maintain more control over your portfolios with Orion, or choose turnkey asset management and let experts do it for you.
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Orion Portfolio Support Solution
Portfolio management at your fingertips with the backup of power users when you need it
Orion Essentials
$6,500/YEAR
Includes up to 110 Accounts
Billed Quarterly
Pricing tiers per additional account
Eclipse
Household-level modeling, rebalancing, and tax-loss harvesting.
$1,500 SETUP + $2,000/YEAR
Platform add-ons and additional Orion services available.
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Turnkey Asset Management Platform (TAMP) Pricing
Asset management that manages itself
$0–$5M AUM
35 BASIS POINTS
$5M–$25M AUM
30 BASIS POINTS
$25M+ AUM
25 BASIS POINTS
Fees are based on the advisor's AUM, using a cliff fee schedule. Once a breakpoint is reached, all assets will be billed at that same breakpoint base fee.
Power up your progress with a perfect-fit Tool Kit
Set me up →
Cathy Curtis, CFP® | Founder, CEO, and Financial Advisor, Curtis Financial |
XYPN Member since 2020
