Custom-fit Your Emerald Experience With Solutions and Kits
Set your firm up for success—and deliver a better client experience—with Bookkeeping, Compliance, and Investment Management Solutions.
Support Services
Stay focused on the work you love
Equip your firm with the tools, processes, and expert partners that move the needle.
So you can stay focused on the work you love.
Curtis Pope, CFP® CFT-I™ | Founder and Financial Advisor, Pope Wealth Planning |
XYPN Member since 2023
Bookkeeping Support for All Financial Advisors
The Monthly Bookkeeping service provides financial advisors with month-end, reconciled financials for management use and decision-making. Your accountant will work with you on a monthly basis to ensure that your transactions are accurately recorded. We will also help you navigate QuickBooks Online and teach you how to develop customized financial reports to obtain the information you need to run your business.
Monthly Bookkeeping
$190+ / mo
Monthly fee based on your firm’s gross revenue and number of accounts reconciled. A one-time onboarding fee of $499 applies to XYPN members. Non-member Monthly Bookkeeping starts at $230/month, with a one-time onboarding fee of $650.
Onboarding process includes:
- Review and modification of the chart of accounts
- Balance sheet review
- Two hours of books cleanup
- QuickBooks navigation training and ongoing resources
New Firm Setup & Training
$425
- Books set up to meet your state's requirements
- Guidance getting started keeping your own books
- Chart of Accounts set up (recommended by Michael Kitces!)
- Receive QuickBooks navigation training and ongoing resources
Power profitability with QuickBooks
Sign up for Monthly Bookkeeping or New Firm Setup & Training and get QuickBooks Online at a discount.
NEED FINANCIAL STATEMENTS FAST?
+ $199
Jumpstart your Setup & Training with a focused, 30-minute call scheduled within two weeks of signing up. We’ll collect your key financial data and deliver your financial statements within one week, pending access. If your state requires financials for registration, you’ll get what you need faster—so you move forward with confidence through Setup & Training.
Complexity fee may be added for profit-first accounting, class transactions, or other specific situations.
Compliance Support for New Firms
Get comprehensive compliance support throughout your RIA's registration and compliance program establishment.
Learn more →
RIA Registration
$3,000
Choose a stress-free, expert-led solution for single-state RIA registration.
- End-to-end registration support with Form ADV & U4 drafting and filing
- Access experts who have relationships with regulators in every state and can get it done right—the first time
- Weekly drop-in calls, regulator correspondence support, and proactive ADV amendments
- Templated state-required documents including client agreements, compliance manuals, business continuity plans, and security protocols
Standard First-Year Foundations
$6,000
Choose this plan to tackle advanced RIA registration requirements and set your compliance program up for success in your first year.
- Enhanced registration support
- Compliance program development with customized policies, procedures, and audit prep guidance when needed
- Streamline compliance program workflows with Smartria setup and training
- Expert support with program maintenance and Form ADV & client agreement updates
Enhanced First-Year Foundations
$10,000
Choose this plan and have any complex, multi-state or SEC registrations handled for you, plus get personalized, 1:1 support throughout your first year.
- Full support for state and SEC registrations, IAR additions and removals, Form ADV updates, and Smartria setup
- Ad hoc consulting calls for tailored program establishment and complex issue resolution including custody, private funds, advertising, and performance-based fees
- Customized policies, audit prep, and hands-on CCO training to ensure long-term regulatory success
Compliance Support for Established Firms
Complete compliance solutions for your existing RIA
Learn more →
Pricing by Service
Get services tailored to specific needs.
- Form ADV filing
- Additional state registrations
- Notice filing
- IAR registration filing & support
- State-to-SEC registration transition
Ongoing Consulting
$575–$2,000/month
Ongoing, proactive compliance consulting designed for your firm’s needs.
- Develop, refine, and streamline your compliance program
- Compliance task management
- Additional registration or notice filing support
Hourly Consulting
$360 / hour
Expert compliance support on an as-needed basis.
- Have your marketing materials and compliance documents reviewed
- Audit support
- 1:1 consulting
Investment Management Support for Any Firm
The ultimate support system for independent financial planners who want to offer investment management
Orion: Powerful Portfolio Management at Your Fingertips
Control your portfolios with enterprise-level performance tools made simple with pre-configured pathways & built-in support
Start
Up to 40 Accounts Included in Membership
- XYPN-curated reporting
- Client portal
- Quick onboarding
- XYPN team support
Platform add-ons and additional Orion services available.
Learn more →
Grow
$4,000+ / yr
+ per-account pricing*
- XYPN-curated reporting
- Client portal
- Quick onboarding
- XYPN team support
- Billing engine
- Billing support
- Additional Custodial support
*Complexity fee may apply beyond 250 accounts. Reach out for more details.
Scale
$6,500+ / yr
+ per-account pricing
- XYPN-curated reporting
- Client portal
- Quick onboarding
- XYPN team support
- Billing engine
- Billing support
- Additional Custodial support
- Your own Orion database
- Custom reporting
- Advanced billing features
- Access to add-on trading & rebalancing, Direct indexing, and more advanced features
Turnkey Asset Management Platform (TAMP) Pricing
Enjoy asset management that manages itself and offers your clients the same care you do
Learn more →
$0–$5M AUM
35 BASIS POINTS
$5M–$25M AUM
30 BASIS POINTS
$25M+ AUM
25 BASIS POINTS
Fees are based on the advisor's AUM, using a cliff fee schedule. Once a breakpoint is reached, all assets will be billed at that same breakpoint base fee.
Power up your progress with a perfect-fit Tool Kit
Set me up →
Cathy Curtis, CFP® | Founder, CEO, and Financial Advisor, Curtis Financial|
XYPN Member since 2020
