Travis has been with XYPN for seven years and currently serves as the Managing Director of XY Compliance Solutions. He leads a team of committed compliance professionals to help both new and established fee-only financial planners run a successful and compliant RIA. Travis leverages his experience over the past decade to support the development and delivery of the organization’s RIA compliance education, consulting offerings, and other compliance resources available to its members.
Prior to joining XYPN, Travis established his operations and compliance knowledge, working as an investment and operations manager. He provided support and insights in the areas of RIA compliance, portfolio management and investment research. He also learned the art of client onboarding and account service, honing his ability to take complex terms and regulations and make them easy to understand for any audience. His passion for compliance programs extends beyond XYPN. Travis is known for his advocacy work, joining forces with Michael Kitces to meet with state regulatory boards.